(a) Schematic of InGaN QW samples employing InGaN ULs. (b) V-defect image shows the center threading dislocation and the growth of InGaN QWs on the sidewalls of the defect.
This report summarizes results from a three-year Laboratory Directed Research and Development (LDRD) project. The collaborative effort of researchers from Sandia National Laboratories and Rensselaer Polytechnic Institute was supported by Sandia’s National Institute for Nano-Engineering and focused on the study and application of nanoscience and nanoengineering concepts to improve the efficiency of semiconductor light-emitting diodes (LEDs) for solid-state lighting applications.

The project explored LED efficiency advances with two primary thrusts: (1) the study of nanoscale indium gallium nitrade (InGaN) materials properties, particularly nanoscale crystalline defects, and their impact on internal quantum efficiency (IQE), and (2) nanoscale engineering of dielectric and metal materials and integration with LED heterostructures for enhanced light extraction efficiency.

In the course of this LDRD project, a wide range of topics were investigated with the overarching goal of understanding and ameliorating the present limitations to InGaN LED efficiency. On the broad-ranging topic of InGaN materials, the researchers focused on the impact of nanoscale crystalline defects on LED internal quantum efficiency. Within this framework, their studies addressed two of the most severe chip-level roadblocks to realizing ultra-efficient solid-state lighting: the strong drop of LED efficiency at high current levels (efficiency droop) and the drop of efficiency of green and longer wavelength LEDs.

In the work on efficiency droop, the researchers examined whether the high density of threading dislocations found in typical InGaN LEDs contributed to the droop phenomenon. Through both electroluminescence characterization and modeling of a series of InGaN LEDs with different dislocation densities, it was determined that nonradiative recombination at threading dislocations is not the primary high current mechanism contributing to efficiency droop, while carrier leakage out of the InGaN active region is consistent with findings. The team further applied power-dependent photoluminescence (PL) to these LED samples to quantify both the IQE vs. carrier density relationship and the non-radiative coefficient A as a function of threading dislocation density.

Scanning cathodoluminescence images of two InGaN MQW samples with InGaN ULs grown at 790°C (left) and 880°C (right). The small-scale dark spots evident in the sample with the lower growth temperature UL indicate the formation of v-defects, while the near absence of these dark regions suggest effective suppression of v-defect formation with higher temperature ULs.
The efficiency droop studies involved the exploration of a number of heterostructure designs and it was observed that particular designs reduced the anomalously high ideality factors of InGaN LEDs. In particular, through the study of a series of InGaN LEDs in which differing numbers of the GaN quantum barriers were Si-doped, it was observed that barrier doping led to reduced operating voltages and ideality factors. These experimental insights, along with numerical simulations, led to the conclusion that the anomalously high ideality factors in InGaN LEDs are caused by polarization-induced triangular band profiles of the GaN quantum barriers and that dopant-induced screening of polarization fields aids in reducing those potential barriers.

In addition to the studies on threading dislocations, the research team addressed the existing controversy of the impact of v-defects on InGaN multiple quantum well (MQW) and LED efficiency. The researchers developed a series of InGaN MQW and LED samples that employed InGaN “underlayers” (ULs) beneath the quantum wells (QWs) as a method to controllably nucleate these defects on existing threading dislocations. Through temperature-dependent PL studies of InGaN MQW samples both with and without v-defects, it was determined that v-defects were not contributing to increased IQE in the samples, but growth on underlayers themselves leads to increased IQE. Given the special importance of improving efficiency of LEDs at longer wavelengths, the team further investigated the potential for improving green LED efficiency through the application of underlayers. Although underlayer-induced efficiency enhancements were greater when probed by cathodoluminescence, electroluminescence measurements of green LEDs still revealed a ~ 40% improvement in LED efficiency with the application of underlayers.

While the first project thrust focused on investigating InGaN materials properties to improve internal quantum efficiency, a second thrust involved a variety of nanoscale engineering methods to enhance light extraction from InGaN LEDs. A major emphasis was the development and application of graded refractive index (GRIN) dielectric coating materials to eliminate Fresnel reflection from the GaN-air interface of the LED chip. As an example, the team applied oblique-angle deposition techniques to realize GRIN indium tin oxide (ITO) nanorod coatings which were shown to enhance LED output efficiency by 24%. It was found that additional lateral nano-patterning and micro-patterning of GRIN dielectric layers helps to the extract waveguided modes and leads to even higher efficiencies.

Beyond dielectric materials, the researchers also investigated nanostructured metal coatings and the potential for surface-plasmon-induced improvements to LED efficiency. The studies confirmed strong photoluminescence enhancement from InGaN QWs with various metal coatings and further demonstrated both enhanced LED output and reduced PL lifetimes of LEDs employing metal coatings in close proximity to QW layers. The teams notes that while the main focus of this thrust area was to explore methods to enhance light extraction, the coupling of QW excitation to surface plasmon modes in nearby metal coating layers is likely most advantageous in its potential to increase internal quantum efficiency of InGaN LEDs rather than light extraction. Thus, surface-plasmon-enhanced emission is most promising for LEDs that presently have low internal quantum efficiencies, including green and longer wavelength LEDs.

In summary, the joint project yielded a number of valuable insights and direct demonstrations of approaches to improve internal quantum efficiency and extraction efficiency of InGaN-based LEDs. These results indicate the continued importance of both nanoscale materials studies and nanoscale engineering of materials to maximize LED efficiencies and to realize ultra-efficient solid-state lighting.

This work was done by Mary H. Crawford, Arthur J. Fischer, Daniel D. Koleske, Stephen R. Lee, and Nancy A. Missert of Sandia National Laboratories , and E. Fred Schubert, Christian Wetzel, Shawn-Yu Lin of Rensselaer Polytechnic Institute .

This Brief includes a Technical Support Package (TSP).
Final LDRD Report: Nanoengineering for Solid-State Lighting

(reference GDM0009) is currently available for download from the TSP library.

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